Stoke monitors 7 wealth signal types — business sales, IPO liquidity, real estate gains, inheritance, executive promotions, divorce, and insurance maturities — 24/7. When a verified individual triggers a signal, Stoke surfaces them, drafts compliant outreach, and fills your calendar.
No agency fees. No cold lists. No compliance guesswork.
You define who you want to meet. Stoke finds them, reaches out, and handles the back-and-forth — all within FINRA/SEC guardrails.
Set your AUM range ($1M–$50M+), geography, and which of the 7 wealth signal types match your expertise. Stoke builds a custom filter against millions of records.
Every day, Stoke pulls fresh data from SEC filings, county records, court documents, and corporate databases. Each match includes a verified contact, wealth context, and urgency score.
Personalized, FINRA/SEC-reviewed outreach goes out on your behalf. The sequence pauses the moment someone replies or books. You show up to the call — Stoke handles everything else.
Every signal type is a liquidity event, a life transition, or a planning trigger. Each one creates an ideal window for an advisor conversation.
Founders and owners who recently closed an exit, M&A deal, or asset sale with sudden liquidity to deploy.
Executives with newly-liquid stock after an IPO, lockup expiration, or large RSU vesting event.
Homeowners who sold property with significant capital gains and need a plan for the proceeds.
Heirs navigating estate settlement and sudden wealth transfers who've never needed an advisor before.
Newly appointed C-suite executives with complex equity packages, deferred compensation, and concentrated positions.
Individuals navigating asset division who need a trusted, independent advisor to plan the next chapter.
Policyholders with maturing annuities or life insurance policies facing a key reallocation decision — and no advisor to call.
Every row is a real person with a real trigger — not a generic lead list. Wealth signal, verified amount, urgency. Names blurred here; see real data at demo.
| Name | Wealth Signal | Signal Amount | Urgency | Date | |
|---|---|---|---|---|---|
|
RS
R. Santana
VP, Wabtec Corp
|
📈 IPO / Equity | $16.3M | HIGH | Apr 2026 | Draft outreach |
|
OK
O. Khaykin
CEO, VIAVI Solutions
|
📈 IPO / Equity | $5.5M | HIGH | May 2026 | Draft outreach |
|
MC
M. Chen
Founder, SaaS exit
|
💼 Business Sale | $4.2M | HIGH | Mar 2026 | Draft outreach |
|
JW
J. Williams
Property sale, Cook County
|
🏠 Real Estate | $3.1M | MED | Apr 2026 | Draft outreach |
|
AP
A. Patel
Estate settlement, probate
|
💰 Inheritance | $2.8M | MED | Feb 2026 | Draft outreach |
Instantly, Apollo, and Clay have zero awareness of FINRA Rule 2210 or the SEC Marketing Rule. Using them puts your license at risk. Stoke was designed for this exact regulatory environment — every template, every sequence, every audit log.
Retail communications to >25 investors in 30 days require registered principal pre-approval. Violations average $10K–$500K in fines. Stoke's templates are built to pass standard compliance review before they touch your prospect list.
Effective November 2022 for RIAs. Governs testimonials, endorsements, and performance claims. Stoke's content engine is calibrated to this rule: no cherry-picking, no misleading comparisons, no forward-looking return claims.
FINRA requires 3 years of records. SEC requires 5. Stoke logs every email sent, every reply received, and every opt-out. Exportable, timestamped, and WORM-archival compatible.
Generic outreach tools don't care about FINRA or the SEC Marketing Rule. They were built for SaaS founders, not registered advisors. Using them isn't just risky — it's the wrong tool for the job.
Stoke is in early access with a focused group of independent RIAs. Every aspect of the product was built with registered advisors — not repurposed from a generic sales tool.
Stoke is in limited early access for independent RIAs managing $10M–$500M AUM. Book a 20-minute call to see if it's a fit.
No setup fees. Cancel anytime. Onboarding starts immediately after checkout.